Author name: Vivek Pathak

Here’s what you need to know for the CFTC Rewrite for Dec 5, 2022

Dodd-Frank lives on! Ten years ago, the original Dodd-Frank trade reporting rules centered around just getting data over to a trade repository. It was a trade cleanup of epic proportions for many firms, however it wasn’t prescriptive in terms of fields required. Depending on the trade repository (TR) you chose, required fields differed enough that […]

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WFH – In Defense of Deliverables

Several years ago BroadPeak started an experiment. We dis-assembled the concept of a workday. No set hours. No set vacation. No requirement to work in the office. We simply focus on deliverables and only deliverables. Today’s pandemic is a sad twist on our work from home efforts.  It’s testing everyone’s resilience.  There have been a

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Unpacking Software Lies

Here is the truth. In software sales, it literally pays to lie. That’s the number one thing you need to know when you are buying. Whether you are buying ERP software, HR software or something else core to your business, you must watch out for the traps. Here’s the two big kinds of software lies:

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MiFID II Webinar and Q&A with BroadPeak and Katten Muchin Rosenman LLP

Word has spread since the first webinar we did on this subject and after multiple requests we are repeating the webinar for those who missed the first one. The webinar on 26th April 2017 at 15:00 GMT, 16:00 CET and 10:00 EST will discuss the latest developments in relation to MiFID II / MiFIR transaction reporting, position reporting

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Conference for ESMA Updates on MiFID/MiFIR/EMIR/SFTR Reporting

BroadPeak will be exhibiting at the March 28th Infoline conference in London.  Come to learn from and speak with regulators, repositories, end-users, and service providers. 30% discount by using promo code FKM63482BPK or click directly below. Sign up » Specific topics we will be discussing include: Difference between trade reporting and transaction reporting Ensuring non-duplication of

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BroadPeak Partners with Unavista for MiFID II Trade Reporting

MiFID II Trade ReportingNEW YORK, NY (PRWEB)MARCH 16, 2017 BroadPeak Partners announces a partnership agreement with the London Stock Exchange’s UnaVista for MiFID II. A recognized leader in software integration, BroadPeak Partners is the developer of K3, an integration platform that seamlessly moves data from one application to another, and named by TechCrunch in 2012

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