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Regulatory

RegulatoryReportingTechnology

Here’s what you need to know for the CFTC Rewrite for Dec 5, 2022

September 27October 4
RegulatoryUncategorized

This is Probably a Final Warning

June 14June 14
candlestick graph
Regulatory

The Trade Repository LandscapeTakes Another Hit

August 1September 28
NewsRegulatory

The Dodd-Frank Limits Gotcha

April 12April 4
increasing trend graph
NewsRegulatory

All You Need to Know about SBSR SEC Reporting

April 5March 14
NewsRegulatoryReporting

Pigs Fly: We now have Federal Position Limits (Dodd Frank Limits)

October 20
NewsRegulatory

CFTC Dodd-Frank Reporting Revisions: Key Takeaways

September 22April 4
Regulatory

Legally Robbing Insurance Companies: a Perspective on the Power of Intuitive UX

August 26
chess pieces on chessboard
NewsRegulatory

Navigating CME’s European and Australian Reporting Retreat

May 18May 28
DataRegulatory

Three Unvarnished Truths About Trade Surveillance

April 15April 28
person looking at burning city
Regulatory

The Surveillance Catch-22

February 20February 20
rock formation with birds flying above
Regulatory

Surveillance Data: The Stuff No One is Talking About

April 25August 13
Waterloo on green hill
Regulatory

Bitcoin:  The Little Waterloo at the CFTC?

March 21March 21
cars driving down road towards mountains
Regulatory

Bitcoin Limits, MiFID II Limits and More

December 4December 4
Regulatory

Position Limits Training from Katten & BroadPeak

September 28July 19
NewsRegulatory

JPM Fined $800K for Surveillance Failure

August 14July 26
50 mph sign on a road
Regulatory

The Long Arm of MiFID II Limits

April 27July 23
owl eye
NewsRegulatory

MiFID II Webinar and Q&A with BroadPeak and Katten Muchin Rosenman LLP

April 19October 9
NewsRegulatory

MiFID II Webinar Q&A With AIMA, Katten and Broadpeak

March 28July 25
NewsRegulatory

Conference for ESMA Updates on MiFID/MiFIR/EMIR/SFTR Reporting

March 22October 9

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