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Regulatory

RegulatorySurveillanceWebinar

Pragmatic Commodity Surveillance in Unprecedented Times

April 5April 5
Regulatory

So boring…we read it so you don’t have to

February 8February 14
RegulatoryReportingTechnology

Here’s what you need to know for the CFTC Rewrite for Dec 5, 2022

September 27October 4
RegulatoryUncategorized

This is Probably a Final Warning

June 14June 14
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Regulatory

The Trade Repository LandscapeTakes Another Hit

August 1September 28
NewsRegulatory

The Dodd-Frank Limits Gotcha

April 12April 4
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NewsRegulatory

All You Need to Know about SBSR SEC Reporting

April 5March 14
NewsRegulatoryReporting

Pigs Fly: We now have Federal Position Limits (Dodd Frank Limits)

October 20
NewsRegulatory

CFTC Dodd-Frank Reporting Revisions: Key Takeaways

September 22April 4
Regulatory

Legally Robbing Insurance Companies: a Perspective on the Power of Intuitive UX

August 26
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NewsRegulatory

Navigating CME’s European and Australian Reporting Retreat

May 18May 28
DataRegulatory

Three Unvarnished Truths About Trade Surveillance

April 15April 28
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Regulatory

The Surveillance Catch-22

February 20April 26
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Regulatory

Surveillance Data: The Stuff No One is Talking About

April 25April 26
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Regulatory

Bitcoin:  The Little Waterloo at the CFTC?

March 21April 26
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Regulatory

Bitcoin Limits, MiFID II Limits and More

December 4April 26
Regulatory

Position Limits Training from Katten & BroadPeak

September 28July 19
NewsRegulatory

JPM Fined $800K for Surveillance Failure

August 14July 26
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Regulatory

The Long Arm of MiFID II Limits

April 27July 23
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NewsRegulatory

MiFID II Webinar and Q&A with BroadPeak and Katten Muchin Rosenman LLP

April 19October 9

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