See the whole picture
Trade Surveillance
Trade surveillance teams need faster, more accurate ways to detect market abuse, especially across physical and financial trades. BroadPeak’s Trade Surveillance solution brings OTC, E/CTRM, and exchange data together so energy and commodity trading firms can monitor both physical and financial trades in one place. With connectivity to major exchanges and execution platforms, we centralize and standardize data to streamline alerts, and accelerate investigations.
See more, act faster
Focus on what matters
With BroadPeak Trade Surveillance solutions, energy and commodity trading firms get clear, prioritized trading insights so you can focus on the highest risks.
Real-time insight
A centralized view of critical insights allowing energy and commodity trading firms to quickly access high-priority alerts, track open cases, and analyze trading/order activity efficiently.
Deep visibility
A clear line of sight into trader behaviors with intuitive visualizations, customizations, and drill-down tools to identify spoofing, layering, washing, Phys/Fin, and block trades.
Intelligent alerting
Our machine learning model learns to identify and prioritize high-risk behavior, so you can focus on the most critical alerts.
Faster investigations
Accelerate investigations with deep order book data. Up to 10 levels of depth for ICE and CME lets analysts trace suspicious market activity with greater precision and context.
Physicals trade visibility
Complete oversight
By seamlessly integrating with your E/CTRM systems, BroadPeak’s Trade Surveillance solution ensures physical trade data does not go unchecked. This enables cross-market surveillance that provides visibility into all your exposures.
Trade surveillance and spoofing in commodity markets
Commodity markets depend heavily on transparent price discovery, making spoofing particularly disruptive to market integrity.
Smarter surveillance
Insight that counts
With BroadPeak Trade Surveillance solutions, you eliminate false positives, unify data across your enterprise, and gain confident oversight amid shifting conditions.
When you can’t see the full picture
BroadPeak Trade Surveillance solution captures all orders and trades in a single solution, making it easier for energy and commodity trading firms to monitor market events like spoofing and washing for better compliance.
Unexpected investigations made simple
Easily create custom alerts to monitor key business activities across your enterprise, whether it’s trades with specific brokers, transactions above a set size, or activity in products and markets your business prefers to avoid.
Do more without IT
Intuitive and flexible UI lets you update firm IDs, onboard asset classes, and adapt to regulations. No coding or development cycles required – you stay in control, saving time and cutting complexity.
Demonstrate compliance to auditors and regulators
Case management with audit trails captures system activity and employee follow-up, with visuals, attachments, trader actions, and key details. All in one place with BroadPeak Trade Surveillance solution.
Complete market context
BroadPeak’s Trade Surveillance solution aggregates data from ICE, CME, Nodal, as well as physical and OTC data from internal systems. This creates a unified data mart that eliminates the need for energy and commodity trading firms to switch between multiple systems.
Train new employees quickly
Machine learning flags relevant alerts based on historical actions, helping new team members learn faster. Full case histories with notes, outcomes, and context, help them better understand both the technical and human side of compliance.
From cost to advantage
Operations, Risk, and Front Office teams use the same tools to monitor all trading activity, including positions and orders. BroadPeak is a strategic investment – not a cost.
Every order counts
Total transparency
BroadPeak’s Trade Surveillance solution allows energy and commodity trading firms to capture every bid, cancel, amend, and quote acknowledgment in real time. With this level of visibility, firms can cut through the noise to detect manipulative behaviors like spoofing, layering, and wash trades.
The company we keep
Clients
Ready for anything
Deploy with confidence
Our secure managed hosting on AWS uses Virtual Private Clouds (VPCs) for robust protection, while easy-to-build data streaming ETL pipelines move data seamlessly to Redshift or Snowflake through a low-code interface.
Perspectives
Insights
- Blog
Trade surveillance: Balancing technology with human expertise
- Blog
Trade surveillance is not a box-ticking exercise
- News
BroadPeak named Category Leader in Chartis RiskTech Quadrant for Energy Trade Surveillance
